Job Description
As a Marketing Compliance Manager, you will be integral to the success of our marketing and distribution strategy. You will be responsible for the review of marketing, sales and product materials to ensure compliance with RBC BlueBay’s policies and various regulatory requirements across multiple jurisdictions.
You will work with RBC BlueBay’s Compliance teams to ensure you are applying all appropriate regulatory requirements and you will co-ordinate with content owners to provide guidance on these requirements and continuously improve marketing compliance processes,.
You will operate within a multi-skilled team in the UK carrying out a variety of governance and strategic functions and will be responsible for training and overseeing a junior member of that team to provide support during absences or periods of high workload.
- Investment Management experience
- Solid experience of relevant compliance experience, including knowledge of the rules and regulations across EMEA and APAC
- Experience in regulations relevant for different client audiences including institutional and intermediary channels
- Experience with reviewing advertising and marketing materials for funds
- Commitment to maintaining high ethical standards
- Strong team player with service orientation and ability to communicate and establish relationships with peers, senior management and a wide array of internal and external partners and colleagues
- Able to operate independently and prioritise own workload to manage tight deadlines in a fast paced environment; pro-active and able to demonstrate initiative
- Willingness to take on additional tasks outside key areas of responsibility at short notice
- Readiness to dedicate requisite effort to ensure activities are completed on time and to the quality required
- Experience working in complex, matrixed organisations.