Responsibilities

The role involves working in the following areas:

• Conduct process walk through and discussions with stakeholders and is assess process applying lens or risk & controls, is able to identify opportunities of process / design improvement
• Review of adherence to policies and guidelines in the areas of risk management as well as operations
• Analyze large data sets to be able to drive right insights for taking further next / assist in decision making – using tools like MS Excel, Alteryx or BI Review documents related to areas being reviewed, document test steps performed along with exceptions / results
• Review work performed by junior colleagues and assist them in improving their understanding of policies / process and approach to perform testing and related work
• Able to discuss exceptions / deficiencies with stakeholders, backing it with valid logic and accurate data
• Liaise with various internal stakeholders on Controls & Compliance initiatives.
• Ongoing assistance to the team on activities / initiatives including keeping Controls & Compliance related documents/ database updated, assist in driving efficiency initiatives or any other that may be relevant to the function.